CortexData
CLO

Pool. Tranche. Distribute. Repeat.

Structured-finance infrastructure for Indian banks and NBFCs entering the CLO market.

CortexData CLO is a structured-finance back-office for pool formation, tranching, waterfall execution, and investor reporting — designed for treasury and structuring teams at Indian institutions exploring CLO issuance and managed-pool strategies.

  • Pool formation with configurable eligibility + composition rules
  • Senior / Mezzanine / Subordinate / Equity tranching with priority waterfall
  • Geographic + sector diversity metrics, weighted-average rating + maturity
  • Investor onboarding, suitability gating, beneficial-interest register
  • Live performance tracking + investor reporting pack generation
  • Composable with CortexData PTC and LMS for full loan-to-investor lifecycle
Available · regression backfill in progress · design partners welcome
CLO module · highlights
  • 01
    Pool formation with configurable eligibility + composition rules
  • 02
    Senior / Mezzanine / Subordinate / Equity tranching with priority waterfall
  • 03
    Geographic + sector diversity metrics, weighted-average rating + maturity
  • 04
    Investor onboarding, suitability gating, beneficial-interest register
Capabilities

The structured-finance engine, not the spreadsheet.

CLO desks at Indian banks have historically run on Excel + ad-hoc Python. CortexData replaces that stack with a deterministic, versioned, auditable engine — without removing the modelling flexibility your structurers need.

Pool formation

Configurable pool composition (target size, sector, geography, vintage). Eligibility filter at loan-level. Pool snapshotting for warehouse-vs-issued comparison.

Tranching engine

Senior / Mezzanine / Subordinate / Equity structures. Configurable rating-tied spreads. Cash-flow waterfall priority-of-payment as code.

Risk metrics

Geographic diversity index, sector concentration, weighted-average rating, weighted-average maturity, prepayment-rate projection.

Pricing models

Tranche pricing by rating-tied spreads, scenario-based stress (default rate × recovery × prepayment), break-even and IRR analysis.

Investor management

Investor onboarding, suitability gating, allocation workflow, beneficial-interest register. Per-investor cash-flow position computed at every payment cycle.

Performance tracking

Live pool performance (collection efficiency, default, prepayment, recovery) feeding tranche-level cash-flow projections vs. actuals.

Compliance + reporting

Investor reports, regulator disclosures, trustee oversight workflow. Audit pack ready for RBI / SEBI inspection.

Trading + secondary

Secondary market support: trade booking, transfer of beneficial interest, settlement reconciliation, investor portal updates.

Cash-flow event handling

Disbursement, repayment, prepayment, default, recovery — every event runs through the waterfall and updates investor positions atomically.

Regulatory mappings

Regulatory framework

RBI directive / frameworkCortexData implementation
RBI Master Direction — Securitisation of Standard Assets (Sept 2021)Pool eligibility, MRR / MHP enforcement, tranching constraints, true-sale verification (shared with PTC module)
SEBI (LODR) for listed CLO instrumentsDisclosure cadence, related-party flagging, material-event notification, half-yearly statement
RBI Resolution Framework — for restructured underlying loansRestructured-loan eligibility flag flows through to pool composition; waterfall handles restructured cash-flows

Frequently asked questions

Structuring a CLO? Let's design it together.

We're actively partnering with banks and NBFCs on first-CLO issuances. Bring your pool and target structure — we'll model it on CortexData and walk through the full waterfall behaviour.